Consular Rights of
Foreign Nationals: International Norms
prepared
by: Mark Warren, Human Rights Research
Updated:
March 2013
State’s Obligation to Provide Consular Protection
A primary function of the consuls of all nations is to render assistance to any of their nationals who are in distress within their consular jurisdiction. Consular access and assistance become particularly indispensable when foreign nationals face prosecution, sentencing and incarceration under the local legal system.
The Vienna Convention on Consular Relations
(VCCR) enshrines the time-honored right of consuls to communicate with and
assist their detained nationals. Article 36 of the Vienna Convention requires
the local authorities to promptly inform detained foreigners of their right to
consular communication. At the request of the detainee, the authorities must
notify the consulate of the arrest without delay and permit consular access to
the detained national. Local laws must give full effect to these rights.
Article 36 is a legally binding expression
of an international recognition that foreign citizens face unique disadvantages
when confronted with prosecution and imprisonment under the legal system of
another nation. Its provisions ensure that all arrested foreigners have the
means at their disposal to prepare an adequate defense and to receive the same
treatment before the law as domestic citizens. Consular communication and
visits also ensure that imprisoned foreigners are not subject to discriminatory
or abusive treatment while in custody.
The rights of consular communication and
assistance thus serve to protect the fundamental human rights of detained
foreign nationals, including equal treatment before the law, a fair trial and
the right not to be subjected to cruel, inhuman or degrading treatment. These
consular rights of individual detainees have an impressive pedigree under
international law, including United Nations human rights instruments, regional
declarations and international court rulings.
United Nations Instruments
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A.
Multilateral Treaties
Vienna Convention on Consular Relations, 596 UNTS 261, Apr. 24 1963
Article 36: Communication and Contact With
Nationals of the Sending State
1. With a view to facilitating the exercise
of consular functions relating to nationals of the sending State:
(a) consular officers shall be free to
communicate with nationals of the sending State and to have access to them.
Nationals of the sending State shall have the same freedom with respect to
communication with and access to consular officers of the sending State;
(b) if he so requests, the competent
authorities of the receiving State shall, without delay, inform the consular
post of the sending State if, within its consular district, a national of that
State is arrested or committed to prison or to custody pending trial or is
detained in any other manner. Any communication addressed to the consular post
by the person arrested, in prison, custody or detention shall also be forwarded
by the said authorities without delay. The said authorities shall inform the
person concerned without delay of his rights under this sub-paragraph;
(c ) consular officers shall have the right
to visit a national of the sending State who is in prison, custody or
detention, to converse and correspond with him and to arrange for his legal
representation. They shall also have the right to visit any national of the
sending State who is in prison, custody or detention in their district in
pursuance of a judgment. Nevertheless, consular officers shall refrain from
taking action on behalf of a national who is in prison, custody or detention if
he expressly opposes such action.
2. The rights referred to in paragraph 1 of
this Article shall be exercised in conformity with the laws and regulations of
the receiving State, subject to the proviso, however, that the said laws and
regulations must enable full effect to be given to the purposes for which the
rights accorded under this Article are intended.
International Convention on the Protection of the Rights of All Migrant
Workers and Members of Their Families,
G.A. res. 45/158, annex, 45 U.N. GAOR
Supp. (No. 49A) at 262, U.N. Doc. A/45/49 (1990).
http://www1.umn.edu/humanrts/instree/n8icprmw.htm
7. When a migrant worker or a member of his
or her family is arrested or committed to prison or custody pending trial or is
detained in any other manner:
(a) The consular or diplomatic authorities
of his or her State of origin or of a State representing the interests of that
State shall, if he or she so requests, be informed without delay of his or her
arrest or detention and of the reasons therefor;
(b) The person concerned shall have the
right to communicate with the said authorities. Any communication by the person
concerned to the said authorities shall be forwarded without delay, and he or
she shall also have the right to receive communications sent by the said
authorities without delay;
(c) The person concerned shall be informed
without delay of this right and of rights deriving from relevant treaties, if
any, applicable between the States concerned, to correspond and to meet with
representatives of the said authorities and to make arrangements with them for
his or her legal representation.
Convention against Torture and Other
Cruel, Inhuman or Degrading Treatment or Punishment,
G.A. res. 39/46, [annex, 39 U.N. GAOR
Supp. (No. 51) at 197, U.N. Doc. A/39/51 (1984)], entered into force June 26,
1987.
http://www1.umn.edu/humanrts/instree/h2catoc.htm
Article 6
3. Any person in custody pursuant to
paragraph 1 of this article shall be assisted in communicating immediately with
the nearest appropriate representative of the State of which he is a national,
or, if he is a stateless person, with the representative of the State where he
usually resides.
International Convention for the Protection of All Persons from Enforced
Disappearance
2006,
GA Res. 61/177, 20 December 2006, A/RES/61/177
http://www1.umn.edu/humanrts/instree/disappearance.html
Article 17
1. No one shall be held in secret detention.
2. Without prejudice to other international
obligations of the State Party with regard to the deprivation of liberty, each
State Party shall, in its legislation:
(a)
Establish the conditions under which orders of deprivation of liberty
may be given;
(b)
Indicate those authorities authorized to order the deprivation of liberty;
(c)
Guarantee that any person deprived of liberty shall be held solely in
officially recognized and supervised places of deprivation of liberty;
(d)
Guarantee that any person deprived of liberty shall be authorized to
communicate with and be visited by his or her family, counsel or any other
person of his or her choice, subject only to the conditions established by law,
or, if he or she is a foreigner, to communicate with his or her consular
authorities, in accordance with applicable international law;
International Convention for the
Suppression of Terrorist Bombings
G.A. Res. 164, U.N. GAOR, 52nd
Sess., Supp. No. 49, at 389, U.N. Doc. A/52/49 (1998),
entered into force May 23, 2001
http://www1.umn.edu/humanrts/instree/terroristbombing.html
Article 7
2. Upon being satisfied that the
circumstances so warrant, the State Party in whose territory the offender or
alleged offender is present shall take the appropriate measures under its
domestic law so as to ensure that person's presence for the purpose of
prosecution or extradition.
3. Any person regarding whom the
measures referred to in paragraph 2 of the present article are being taken
shall be entitled to:
a. Communicate without delay with the
nearest appropriate representative of the State of which that person is a
national or which is otherwise entitled to protect that person's rights or, if
that person is a stateless person, the State in the territory of which that
person habitually resides;
b. Be visited by a representative of that State;
c. Be informed of that person's rights under subparagraphs (a) and (b).
4. The rights referred to in paragraph 3 of
the present article shall be exercised in conformity with the laws and
regulations of the State in the territory of which the offender or alleged
offender is present, subject to the provision that the said laws and regulations
must enable full effect to be given to the purposes for which the rights
accorded under paragraph 3 are intended.
Convention on the prevention and
punishment of crimes against internationally protected persons, including
diplomatic agents
1035 U.N.T.S.
167, 13 I.L.M. 41, entered into force Feb. 20, 1977
http://www1.umn.edu/humanrts/instree/inprotectedpersons.html
Article 6
2. Any person regarding whom the measures referred to in paragraph 1 of this
article are being taken [prosecution or extradition] shall be entitled:
a. to communicate without delay with the
nearest appropriate representative of the State of which he is a national or
which is otherwise entitled to protect his rights or, if he is a stateless
person, which he requests and which is willing to protect his rights, and
b. to be visited by a representative of that State.
Protocol against the Smuggling of
Migrants by Land, Sea and Air
supplementing the United Nations Convention against Transnational Organized
Crime, G.A. res. 55/25. 55 U.N. GAOR
Supp. (No. 49) at 65, U.N. Doc. A/45/49 (Vol. I) (2001)
http://www1.umn.edu/humanrts/instree/smuggling.html
Article 16
5.
In the case of the detention of a person who has been the object of conduct set
forth in article 6 of this Protocol, each State Party shall comply with its
obligations under the Vienna Convention on Consular Relations, where applicable,
including that of informing the person concerned without delay about the
provisions concerning notification to and communication with consular officers.
Convention on the Safety of United
Nations and Associated Personnel
G.A. res. 49/59, 49 U.N. GAOR
Supp. (No. 49) at 299, U.N. Doc. A/49/49 (1994).
http://www1.umn.edu/humanrts/resolutions/49/59GA1994.html
Article 17
Fair treatment
1. Any person regarding whom investigations
or proceedings are being carried out in connection with any of the crimes set
out in article 9 shall be guaranteed fair treatment, a fair trial and full
protection of his or her rights at all stages of the investigations or
proceedings.
2. Any alleged offender shall be entitled:
(a) To communicate without delay with the nearest appropriate representative of
the State or States of which such person is a national or which is otherwise
entitled to protect that person's rights or, if such person is a stateless
person, of the State which, at that person's request, is willing to protect
that person's rights; and
(b) To be visited by a representative of
that State or those States.
International Convention on the Suppression of Acts of Nuclear Terrorism
UN General Assembly Resolution 59/290, 13 Apr. 2005 (entered into force, 7
July, 2007)
http://www.un.org/terrorism/instruments.shtml
Article 10
3. Any person regarding whom
the measures referred to in paragraph 2 of the present article are being taken
shall be entitled:
(a) To communicate without
delay with the nearest appropriate representative of the State of which that
person is a national or which is otherwise entitled to protect that
person’s rights or, if that person is a stateless person, the State in
the territory of which that person habitually resides;
(b) To be visited by a
representative of that State;
(c) To be informed of that
person’s rights under subparagraphs (a)
and (b).
4. The rights referred to in
paragraph 3 of the present article shall be exercised in conformity with the
laws and regulations of the State in the territory of which the offender or
alleged offender is present, subject to the provision that the said laws and
regulations must enable full effect to be given to the purposes for which the
rights accorded under paragraph 3 are intended.
Other
Similar Examples:
1979 International Convention against the
taking of hostages, arts. 6(3) and 6(4);
1988 Convention for the
Suppression of Unlawful Acts Against the Safety of Maritime Navigation,
arts. 7(3) and 7(4);
1999 International Convention for the
Suppression of the Financing of Terrorism, arts. 9(3) and 9(4);
Draft Comprehensive Convention on
International Terrorism, arts. 10(3)
and 10(4).
B. UN Rules, Declarations
and other instruments
Standard Minimum Rules for the Treatment of Prisoners,
adopted Aug. 30, 1955 by the First United Nations Congress on the Prevention of
Crime and the Treatment of Offenders, U.N. Doc. A/CONF/611.
http://www1.umn.edu/humanrts/instree/g1smr.htm
Contact with the outside world
38. (1) Prisoners who are foreign nationals
shall be allowed reasonable facilities to communicate with the diplomatic and
consular representatives of the State to which they belong. (2) Prisoners who
are nationals of States without diplomatic or consular representation in the
country and refugees or stateless persons shall be allowed similar facilities
to communicate with the diplomatic representative of the State which takes
charge of their interests or any national or international authority whose task
it is to protect such persons.
Body of Principles for the Protection of
All Persons under Any Form of Detention or Imprisonment,
G.A. res. 43/173, annex, 43 U.N. GAOR
Supp. (No. 49) at 298, U.N. Doc. A/43/49 (1988).
http://www1.umn.edu/humanrts/instree/g3bpppdi.htm
Principle 16
2. If a detained or imprisoned person is a
foreigner, he shall also be promptly informed of his right to communicate by
appropriate means with a consular post or the diplomatic mission of the State
of which he is a national or which is otherwise entitled to receive such
communication in accordance with international law or with the representative
of the competent international organization, if he is a refugee or is otherwise
under the protection of an intergovernmental organization.
Declaration on the Human Rights of
Individuals Who are not Nationals of the Country in which They Live, G.A. res. 40/144, annex,
40 U.N. GAOR Supp. (No. 53) at 252, U.N. Doc. A/40/53
(1985).
http://www1.umn.edu/humanrts/instree/w4dhri.htm
Article 10
Any alien shall be free at any time to
communicate with the consulate or diplomatic mission of the State of which he
or she is a national or, in the absence thereof, with the consulate or
diplomatic mission of any other State entrusted with the protection of the
interests of the State of which he or she is a national in the State where he
or she resides.
Rules of Detention (Yugoslavia Tribunal)
http://www1.umn.edu/humanrts/icty/detention-rules.html
Rules covering the detention of persons
awaiting trial or appeal before the Tribunal or otherwise detained on the
authority of the Tribunal, U.N. Doc.
IT/38/Rev.4 (1995).
12. As soon as practicable after admission,
each detainee shall be provided with information concerning legal, diplomatic
and consular representation available to him. The detainee shall be given the
opportunity at this time to notify, within reason, his family, his counsel, the
appropriate diplomatic or consular representative and, at the discretion of the
Commanding Officer, any other person, of his whereabouts, at the expense of the
Tribunal. The detainee shall be asked at this time to name a person or
authority to be notified of special events affecting him.
65. Detainees shall be allowed to
communicate with and receive visits from the diplomatic and consular
representative accredited to the Host State of the State to which they belong
or, in the case of detainees who are without diplomatic or consular
representation in the Host State and refugees or stateless persons, with the
diplomatic representative accredited to the Host State of the State which takes
charge of their interests or of a national or international authority whose
task it is to serve the interests of such persons.
United Nations Rules for the Protection
of Juveniles Deprived of their Liberty,
G.A. res. 45/113, annex, 45 U.N. GAOR
Supp. (No. 49A) at 205, U.N. Doc. A/45/49 (1990).
http://www1.umn.edu/humanrts/instree/j1unrjdl.htm
I. Notification of illness, injury and death
56. The family or guardian of a juvenile and
any other person designated by the juvenile have the right to be informed of
the state of health of the juvenile on request and in the event of any
important changes in the health of the juvenile. The director of the detention
facility should notify immediately the family or guardian of the juvenile
concerned, or other designated person, in case of death, illness requiring
transfer of the juvenile to an outside medical facility, or a condition
requiring clinical care within the detention facility for more than 48 hours.
Notification should also be given to the consular authorities of the State of
which a foreign juvenile is a citizen.
UN General Assembly
RESOLUTION ADOPTED BY THE GENERAL ASSEMBLY
[on the report of the Third Committee (A/54/605/Add.2)]
http://www.un.org/Depts/dhl/resguide/r54all2.htm
A/RES/54/166 24 February 2000
54/166. Protection of migrants
The General Assembly,
Taking note of the decisions of the relevant international
juridical bodies on questions relating to migrants, particularly advisory
opinion OC-16/99, issued by the Inter-American Court of Human Rights on 1
October 1999, regarding the right to information about consular assistance
within the framework of due process guarantees,
4. Reiterates the need for all States
to protect fully the universally recognized human rights of migrants,
especially women and children, regardless of their legal status, and to provide
humane treatment, particularly with regard to assistance and
protection, including those under the Vienna Convention on Consular Relations,
regarding the right to receive consular assistance from the country of origin;
UN Commission on Human Rights
E/CN.4/RES/2000/65 27 April 2000
http://www.unhchr.ch/huridocda/huridoca.nsf/(Symbol)/E.CN.4.RES.2000.65.En?Opendocument
The question of the death penalty
The Commission on Human Rights,
3. Urges all States that still maintain the
death penalty:
(d) To observe the Safeguards guaranteeing
protection of the rights of those facing the death penalty and to comply fully
with their international obligations, in particular with those under the Vienna
Convention on Consular Relations;
-------------------
UN Commission on Human Rights
Res. 2002/62.
Human rights of migrants
The Commission on Human Rights,
Taking note of the judgment of the
International Court of Justice of 27 June 2001 and of the advisory opinion OC 16/99 issued by the Inter American Court of Human Rights
of 1 October 1999 on the right to information on consular assistance in the
framework of the guarantees of due process of law, in the case of foreign
nationals detained by the authorities of a receiving State,
6. Reaffirms emphatically the duty of States
parties to ensure full respect for and observance of the Vienna Convention on
Consular Relations, particularly with regard to the right of foreign nationals,
regardless of their immigration status, to communicate with a consular official
of their own State in the case of detention, and the obligation of the State in
whose territory the detention occurs to inform the foreign national of that
right;
The UN Special Rapporteur on extrajudicial,
summary, or arbitrary executions has pointed out that "not informing
the defendant of the right to contact his/her consulate for assistance may
curtail the right to an adequate defence, as provided
for by the International Covenant on Civil and Political Rights."
Report to the UN Commission on Human Rights,
(document E/CN.4/1998/68/Add.3), Findings of the Special Rapporteur,
117-121.
IMO/ILO Guidelines on fair treatment of seafarers in
the event of a maritime accident (2006)
http://www.itfglobal.org/files/seealsodocs/6547/IMO%20ILO%20Guidelines.pdf
(These Guidelines require
that seafarers should be treated fairly by investigating authorities in the
event that they are detained following an accident involving their ship.)
9
The port or coastal State should:
.9 ensure that the obligations of the Vienna Convention on Consular
Relations, including those relating to access, are promptly fulfilled and that
the State(s) of the nationality of all seafarers concerned are notified of
the status of such seafarers as required, and also allow access to the
seafarers by consular officers of the flag State;
.10 ensure that all seafarers detained are provided with the means
to communicate privately with all of the following parties:
- the Embassy or Consulate of the flag State and of their country of residence
or nationality; and
- legal representatives;
10
The flag State should:
.10 take steps to ensure that its consular officers are permitted access
to the involved seafarers, irrespective of their nationality;
.11 take all necessary measures to ensure the fair
treatment of seafarers who were employed or engaged on a vessel flying its
flag. This may ultimately include utilizing international dispute resolution
mechanisms, which can secure the prompt release of vessels and crews...
11
The seafarer State should:
.5 take steps to ensure that its consular officers are permitted access
to the involved seafarers;
.6 take steps to
provide support and assistance, to facilitate the fair treatment of nationals
of the seafarer State and the expeditious handling of the investigation;
Regional
Treaties and Declarations
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1999 OAU
Convention on the Prevention and Combating of Terrorism
Article 7
2. Upon being satisfied that the
circumstances so warrant, the State Party in whose territory the offender or
alleged offender is present shall take the appropriate measures under its
national law so as to ensure that person’s presence for the purpose of prosecution.
3. Any person against whom the measures
referred to in paragraph 2 are being taken shall be entitled to:
(a) communicate without delay with the
nearest appropriate representative of the State of which that person is a
national or which is otherwise entitled, to protect that person’s rights
or, if that person is a stateless person, the State in whose territory that
person habitually resides;
(b) be visited by a representative of that
State;
(c) be assisted by a lawyer of his or her
choice;
(d) be informed of his or her rights under
sub-paragraphs (a), (b) and
(c).
4. The rights referred to in paragraph 3
shall be exercised in conformity with the national law of the State in whose
territory the offender or alleged offender is present; subject to the provision
that the said laws must enable full effect to be given to the purposes for
which the rights accorded under paragraph 3 are intended.
Council of Europe Convention on the Prevention of Terrorism
CETS No.: 196
Article 15 –
Duty to investigate
2 Upon being satisfied that the circumstances so warrant, the Party
in whose territory the offender or alleged offender is present shall take the
appropriate measures under its domestic law so as to ensure that person’s
presence for the purpose of prosecution or extradition.
3 Any person in respect of whom the measures referred to in
paragraph 2 are being taken shall be entitled to:
a) communicate without delay with the nearest appropriate representative
of the State of which that person is a national or which is otherwise entitled
to protect that person’s rights or, if that person is a stateless person,
the State in the territory of which that person habitually resides;
b) be visited by a representative of that State;
c) be informed of that person’s rights under subparagraphs a. and
b.
4 The rights referred to in paragraph 3 shall be exercised in
conformity with the laws and regulations of the Party in the territory of which
the offender or alleged offender is present, subject to the provision that the
said laws and regulations must enable full effect to be given to the purposes
for which the rights accorded under paragraph 3 are intended.
5 The provisions of paragraphs 3 and 4 shall be without prejudice
to the right of any Party having a claim of jurisdiction in accordance with
Article 14, paragraphs 1.c and 2.d to invite the International Committee of the
Red Cross to communicate with and visit the alleged offender.
Guidelines
to EU Policy Towards Third Countries on the Death Penalty,
General Affairs Council of the European Union, Brussels, 3 June 1998, Part III
(v).
http://www.eurunion.org/legislat/DeathPenalty/Guidelines.htm
Where states insist on maintaining the death
penalty, the EU considers it important that the
following minimum standards should be met:
(v) Capital punishment must only be carried
out pursuant to a final judgement rendered by a
competent court after legal process which gives all possible safeguards to
ensure a fair trial, at least equal to those contained in Article 14 of the
International Covenant on Civil and Political Rights, including the right of
anyone suspected of or charged with, a crime for which capital punishment may
be imposed to adequate legal assistance at all stages of the proceedings, and
where appropriate, the right to contact a consular representative.
Organization of American States General Assembly
OEA/Ser.P AG/RES. 1717 (XXX-O/00) 5 June 2000
THE HUMAN RIGHTS OF ALL MIGRANT WORKERS AND
THEIR FAMILIES
(Resolution adopted at the first plenary session, held on June 5, 2000)
http://www.oas.org/juridico/english/agres_1717_xxxo00.htm
THE GENERAL ASSEMBLY,
CONSIDERING:
Advisory Opinion OC-16, issued by the
Inter-American Court of Human Rights, on the right to information on consular
assistance, in the context of due judicial process, in cases of foreign
nationals detained by authorities of a receiving state;
RESOLVES:
4.
To reaffirm, emphatically, the duty
of states to ensure full respect and observance of the 1963 Vienna Convention
on Consular Relations, particularly with regard to the right of foreign
nationals, regardless of their immigration status, to communicate with a
consular official of their own state in case of detention and the obligation of
the state in whose territory the detention occurs to inform the foreign
national of that right.
-----
AG/RES.
2502 (XXXIX-O/09)
THE HUMAN RIGHTS OF ALL
MIGRANT WORKERS AND OF THEIR FAMILIES
(Adopted at the fourth
plenary session, held on June 4, 2009)
http://www.oas.org/consejo/GENERAL%20ASSEMBLY/Resoluciones-Declaraciones.asp
10.
To reaffirm
emphatically the duty of the states parties to the 1963 Vienna Convention on
Consular Relations to fulfill their obligations under the Convention, including
the obligation of the States Parties to inform foreign nationals detained
within their territory of their right to communicate with their consular
officers; and in that regard, to call to the attention of the states Advisory
Opinion OC-16/99, issued by the Inter-American Court of Human Rights, and the
ruling of the International Court of Justice of March 31, 2004, in the Case
concerning Avena and Other Mexican Nationals, regarding the obligation of the
states to comply with Article 36 of the Vienna Convention.
--------
Inter-American Commission on
Human Rights,
Principles and Best Practices on the Protection of
Persons Deprived of their Liberty in the Americas (March, 2008)
http://www1.umn.edu/humanrts/instree/IACHR-best_practices2008.html
Principle V
Due process of law
Persons deprived of liberty
in a Member State of the Organization of American States of which they are not
nationals, shall be informed, without delay, and in any case before they make any
statement to the competent authorities, of their right to consular or
diplomatic assistance, and to request that consular or diplomatic authorities
be notified of their deprivation of liberty immediately. Furthermore, they
shall have the right to communicate with their diplomatic and consular
authorities freely and in private.
The
State’s Obligation to Provide Consular Protection
More than
a century ago, the U.S. Supreme Court recognized that governmental assistance
and protection while abroad is a right of citizenship, declaring “there
can be no doubt” that it is the privilege of every U.S. citizen “to
demand the care and protection of the Federal government over his life,
liberty, and property when on the high seas or within the jurisdiction of a
foreign government.” Slaughter-House
Cases, 83 U.S. 36, 79 (1872).
While this decision equated an individual right to protection with citizenship
in a particular nation, there is now an emerging viewpoint that nations must
offer consular and diplomatic protection to their nationals abroad whenever
their fundamental human rights are violated or endangered.
International law has long recognized the right of sending States to
protect their nationals abroad from “denials of justice”: whenever
foreigners are denied access to the host country’s courts for the
protection of basic rights or when those courts respond in a grossly unfair
manner. The international responsibility
of every nation also includes the obligation to be accountable for illegal or
negligent acts by its custodial agents against foreign detainees. Grave violations
of the human rights of foreigners are also recognized exceptions to the general
rule of non-interference in another country’s sovereignty. However, with
the advent of peremptory human rights norms, what was once a discretionary
sovereign right to protect nationals abroad in certain circumstances may now be
gradually evolving into a mandatory obligation.
Some universal rights are considered to be so basic to the protection of
human dignity that they create an international responsibility to prevent their
violation, even in countries that have not recognized human rights treaties.
For example, torture inflicted on a national abroad can never be
exempted from the sending State’s scrutiny as an internal affair of the
offending nation. The universal
prohibition of torture and the duty to prevent it imposes obligations on all
members of the international community, so that any use of torture against its
citizens abroad produces a legitimate right—and responsibility—of
other countries to intervene.
Like torture, the
prohibition of prolonged arbitrary detention has become a jus cogens norm of international law: an overriding
obligation that all nations are required to observe even if they are not bound
by a human rights treaty and regardless of any conflicting domestic laws.
Because protecting the most fundamental human rights is a duty imposed on
all UN member nations, denying a swift and effective remedy for arbitrary
detentions or inflicting severe ill-treatment in the cases of foreigners abroad
arguably creates an obligation on the sending States to respond.
Although there appears to be
growing support for recognizing a human rights-based duty to protect nationals
abroad, the concept is still controversial. For example, the initial proposal
brought before the International Law Commission in 2000 for articles to codify
the law of diplomatic protection enshrined just such an obligation to protect.
Subsequent drafts deleted this provision, however, after it became clear that
there was widespread opposition within the UN General Assembly to enshrining a
new international legal duty requiring States to protect their citizens abroad.
International
Law Commission
First
report on diplomatic protection
UN Doc. A/CN.4/506 (7 March
2000)
http://daccess-dds-ny.un.org/doc/UNDOC/GEN/N00/330/76/PDF/N0033076.pdf?OpenElement
Proposed
Article 4
(proposal subsequently
withdrawn)
1. Unless
the injured person is able to bring a claim for such injury before a
competent
international court or tribunal, the State of his/her nationality has a legal
duty to exercise diplomatic protection on behalf of the injured person upon
request, if the injury results from a grave breach of a jus cogens norm attributable to another State.
2. The State
of nationality is relieved of this obligation if:
(a) The
exercise of diplomatic protection would seriously endanger the
overriding
interests of the State and/or its people;
(b) Another
State exercises diplomatic protection on behalf of the injured
person;
(c) The
injured person does not have the effective and dominant nationality of
the State.
3. States
are obliged to provide in their municipal law for the enforcement of this
right
before a competent domestic court or other independent national authority.
---------
Joint study on global
practices in relation to secret detention
UN Doc. A/HRC/13/42 (Advance Unedited Version)
26 January 2010
http://www2.ohchr.org/english/bodies/hrcouncil/docs/13session/A-HRC-13-42.doc
Recommendations
292. On the basis of
these conclusions, the Experts put forward the following recommendations. In
practice, concrete measures will need to be taken depending on the specific contexts.
j)
Governments have an obligation to protect their citizens abroad and provide
consular protection to ensure that foreign States comply with their obligations
under international law, including international human rights law.
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Ottawa Principles on
Anti-terrorism and Human Rights
(8 February 2007)
http://www.unhcr.org/refworld/docid/470e0e642.html
Principle 6.5: Obligation to
extend consular and diplomatic protection
6.5.1 States should extend consular and diplomatic protection to their
nationals. When there is reason to believe that a national is being mistreated
by a foreign state in violation of jus cogens norms,
including the prohibition against torture, states have an even greater
responsibility to extend consular or diplomatic protection at the request of
the national being imprisoned or detained by the foreign state or at the
request of his or her family members.
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Excerpts from court
decisions
Prosecutor v Furundzija
[1998] ICTY 3 (10 December 1998), para. 151.
The International Criminal
Tribunal for the Former Yugoslavia recognized that the “prohibition of
torture imposes upon States obligations erga
omnes, that is, obligations owed towards all the
other members of the international community,” the violation of which
“gives rise to a claim for compliance accruing to each and every member,
which then has the right to insist on fulfilment of
the obligation or in any case to call for the breach to be discontinued.”
Kaunda and others v. President of the Republic of South
Africa, [2004] ZACC
5 (S. Afr. Const. Ct.), CCT
23/04, para. 69.
While recognizing that the
government’s discretionary decisions in the field of foreign relations
are entitled to great judicial respect, the Constitutional Court of South
Africa found that there may well be “a duty on government, consistent
with its obligations under international law, to take action to protect one of
its citizens against a gross abuse of international human rights norms.”
A request to the government for assistance “in such circumstances
where the evidence is clear would be difficult, and in extreme cases possibly
impossible to refuse.”
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European Union law
Every citizen shall be “entitled
to protection by the diplomatic or consular authorities of any Member
State…”. Charter of Fundamental Rights of the European Union,
art. 46, Nice, 7 December 2000, Doc. 2000/C 364/01.
This provision
“enshrined the right to consular and diplomatic protection as a
fundamental right of the European citizen.” European Commission,
Green Paper: Diplomatic and consular protection of Union citizens in third
countries, 28 November 2006, para. 1.2, EU Doc.
COM/2006/0712.
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National laws
The constitutions of at
least 28 nations recognize a right to consular and diplomatic protection.
See, e.g.,
--Constitution of the
Republic of Bulgaria, Article 25(5) (“Any Bulgarian citizen abroad shall
be accorded the protection of the Republic of Bulgaria”)
--Constitution of the
Republic of Estonia, Article 13 (“Everyone has the right to the
protection of the state and of the law. The Estonian state shall also protect
its citizens abroad”)
--Constitution of the
Republic of Hungary, Article 69 (3) (“All Hungarian citizens are entitled
to enjoy the protection of the Republic of Hungary while legally residing or
staying abroad”)
--Constitution of the
Republic of Latvia, Article 98 (“Everyone having a Latvian passport shall
be protected by the State when abroad and has the right to freely return to
Latvia”)
--Constitution of the
Republic of Lithuania, Article 13 (“The State of Lithuania shall protect
its citizens abroad”)
--Constitution of the
Republic of Poland, Article 36 (“A Polish citizen shall, during a stay
abroad, have the right to protection by the Polish State”)
--Constitution of the
Portuguese Republic. Article 14 (“Portuguese citizens who find themselves
or who reside abroad shall enjoy the state’s protection in the exercise
of such rights...as are not incompatible with their absence from the
country”)
--Constitution of the
Republic of Romania, Article 17 (“Romanian citizens while abroad shall
enjoy the protection of the Romanian State”)
--Constitution of China,
Article 50 (People’s Republic “shall protect the legitimate rights
and interests of Chinese nationals residing abroad”)
--Constitution of the
Republic of Korea, Article 2(2) (“It shall be the duty of the State to
protect citizens residing abroad as prescribed by Act”)
--Constitution of Guyana,
Article 31 (“It is the duty of the State to protect the just rights and
interests of citizens abroad”).
According to Prof. John R. Dugard, nations enshrining this protection in varying forms
in their constitutions include: Albania, Belarus, Bosnia and Herzegovina,
Bulgaria, Cambodia, China, Croatia, Estonia, Georgia, Guyana, Hungary, Italy,
Kazakhstan, Lao People's Democratic Republic, Latvia, Lithuania, Poland,
Portugal, Republic of Korea, Romania, Russian Federation, Spain, Macedonia, Turkey, Ukraine and Vietnam.
(First Report on Diplomatic
Protection, International Law Commission, Fifty-second Session, A/CN.4/506
(2000) at 30, para. 80). (Montenegro and Serbia also recognize a constitutional
duty to protect their citizens abroad).